The prisoner's position was particularly invidious because he wished
to be actively involved in the preparation of his defence against the
outside charges, including researching the relevant case law. His restricted
access to law books and case reports and the limited number of telephone
calls he was permitted to make to his lawyers while he was in H unit were
having a marked effect on him in his court appearances. But this prisoner
was prejudiced not only in the preparation and presentation of his defence
on the outside charges; he was further prejudiced in relation to the internal
disciplinary charges pending against him. The majority of those accused
with him of being involved in the riot of 7 June had been charged and
convicted in disciplinary court in July and had been given sentences which
included punitive segregation. By the beginning of September these sentences
had been completed and the prisoners had been released into the population
or transferred to other institutions. Yet this prisoner had served three
months in administrative segregation and, quite apart from whatever sentence
might be imposed if he was convicted at the disciplinary hearing on the
internal charges, he had already served more time in segregation than
any of his co-accused. The prejudice in this case was intensified because
the prisoner, by his own account, was not present at certain locations
where the incidents that gave rise to the charges against him were alleged
to have taken place. In an interview with me he insisted that he was in
a completely different part of the prison when the incidents occurred
and that his presence there could be corroborated by other prisoners who
were not involved in the riot. However, because he had not had a hearing
before a disciplinary board and because the Segregation Review Board did
not conduct any examination of its own into the incident, his prima facie
defence to the charges had not been taken into account by those reviewing
his administrative segregation.
Applying the criteria developed in the Segregation Code, this prisoner's
segregation for so lengthy a period would not have been justified. The
outstanding charges do not warrant segregation after the riot any more
than they did before, particularly in light of the prejudice caused by
his segregation to the preparation and presentation of his defence. While
segregation would have been justified for a limited period after the riot
to permit the investigation of the events of 7 June, the institution should
have proceeded to have the disciplinary offences against this prisoner
dealt with speedily. When this did not happen, and when the threat of
any recurrence of a major disturbance in the institution had receded,
the prisoner should have been released into the population. If at a later
time the charges against him resulted in a conviction and a sentence of
punitive segregation, he would have had to serve that sentence at that
time.
One of the realities facing the authorities in maximum-security prisons
is that they become aware of situations that pose threats to the security
of the institution or to individuals within it which, while justifying
preventive action by the authorities, may not be amenable to formal methods
of proof. This poses a dilemma for the prison authorities as internal
disciplinary charges are increasingly subjected to the requirements of
due process. At Kent, as at other maximum-security institutions, the authorities
receive much information (typically from prison informers) which, in their
view, justifies investigation and action but which does not lead to specific
charges being laid against prisoners. However, this informal covert intelligence-gathering
regularly leads to transfers to other institutions and to decisions to
place prisoners in administrative segregation. The need to be able to
take such action is compelling from the institution's perspective of preventive
security; but the danger of abuse of segregation on suspicion without
formal proof of charges is no less compelling from the prisoner's perspective.
The criteria I have proposed acknowledge the need for an institutional
authority to be able to segregate without preferring formal charges, but
seek to limit that authority to a restricted range of situations. Where
a decision is made that no charges will be laid, segregation beyond the
investigative stage would be authorized only
3... where there are grounds to believe beyond a reasonable
doubt that the prisoner has committed, attempted to commit or plans to
commit acts which represent a serious and immediate threat to the physical
security of the institution or the personal safety of staff or prisoners.
The requirement that the grounds be established beyond a reasonable doubt,
like the equivalent standard of proof in a criminal trial, is designed
to ensure that the prisoner is not subjected to a serious deprivation
of his liberty (albeit institutional liberty) unless there is a clearly
established case. Indeed, 'proof beyond reasonable doubt' is the standard
required in the commissioner's directive dealing with the hearing of serious
disciplinary charges; this is a clear affirmation that such a standard
has relevance behind prison walls. However, the incorporation of the criminal
standard of proof does not mean that the segregation decision is subjected
to the full procedural panoply of a criminal trial. In particular the
evidentiary rules are not imported into the code. While the code permits
reliance on a wider range of evidence than would be admissible in a criminal
court, under section 3 that evidence must meet the same high standards
of proof as in a criminal case. Page 4 of 6
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