But while the keepers' discretion was unfettered by formal rule, it was
not unlimited. They had to share power, or at least reach an accommodation,
with various prisoner communities. The informal sharing of power between
the guards and powerful prisoners is well documented in the twentieth
century sociology of the prison;11 prisoner
communities appear to have been even more powerful in the eighteenth century.
This was particularly the case in the debtors' prisons because of the
unlimited access to the outside world and the customary privileges of
debtors. In large measure this power-sharing came about because of the
small number of custodial staff in the institutions. Since such staff
had to be paid by the keeper, it was in his interest to employ as few
people as possible and to permit prisoners to police themselves. Rules
were laid down, including the levying of a fee on incoming prisoners,
and these rules were enforced by a wardsman, chosen by the keeper or by
the prisoners them- selves. Sometimes the wardsman presided at mock trials
to settle disputes or infringements of the rules of the prison.12
Boxing matches were also used to settle disputes between prisoners.13
As disturbing as the idea of the cruelty and unregulated discretion of
the keepers was to the reformers, more disturbing still was this 'image
of an entrenched inmate nether- world, ruling an institution of the state
with its own officers, its own customs and its own rituals.'14
The English prison system began to show signs of strain during the crime
wave that followed demobilization after the War of the Austrian Succession.
The London prisons became overwhelmed with the crush of destitute poor
awaiting trial for petty property crimes. In April 1750, in the 'Black
Assize,' two diseased prisoners from Newgate were standing trial at the
Old Bailey; of the people who were infected by them, at least fifty died,
including the judge, the jury, the lawyers, and many spectators.15
The prison crisis of the 1750s reinforced the growing awareness of the
need for intermediate penalties between transportation to the penal colonies
and hanging. The prosecution of many minor offences was abandoned because
the death penalty seemed to be disproportionate to the crime. Henry Fielding,
the famous English novelist and a magistrate, wrote of the necessity to
find an intermediate penalty combining 'correction of the body' with 'correction
of the mind.' He suggested solitary confinement. As he put it, 'there
can be no more effective means of bringing a most abandoned profligate
to reason and order than those of solitude and fasting.'16
It was in the context of a continuing crisis caused by burgeoning prison
populations and a growing scepticism about the efficacy of existing forms
of criminal punishment that the seminal work of John Howard, The
State of the Prisons in England and Wales, appeared in 1777. 17
Howard first became concerned with the crisis in the prison system after
his appointment as a county sheriff. Unlike most sheriffs, however, Howard
took seriously his obligation to inspect the prisons, and visited every
prison in England and Wales. The State of the
Prisons contains both the record of his observations and his blueprint
for radical change. Deeply etched into that blueprint was the disciplinary
regime of solitary confinement. Howard's work was unique in its exhaustive
treatment of English penal institutions, and it drew strength from the
comparative perspective with which he imbued his proposals for reform
of the system. Howard also visited a number of the more famous European
penal institutions, and they provided him with much of the program of
discipline that was eventually set out in the Penitentiary Act in 1779.
By the time of Howard's visits to Europe in the 1770s, the concept of
solitary confinement had already been introduced in a number of these
European institutions. In 1703 Pope Clement XI commissioned the building
of a cellular prison for delinquent and criminal youths. The San Michele
House of Correction, opened in 1704, has the distinction of being the
first penal institution organized along the principles of isolation, work,
silence, and prayer. In the work-hall was inscribed in gold Parum
est coercera impropos poena nisi probos efficias disctplina ('It
is of little use to restrain the bad by punishment unless you render them
good by discipline'). These words were to become the motto for Howard's
own work. The concept behind the prison at San Michele, which harnessed
the Catholic tradition of monastic discipline to the purposes of punishment,
was further developed by a Flemish politician and magistrate, Jean Philippe
Vilain, in the 'Octagon,' a prison built under his aegis at Ghent. The
institutional regime of the 'Octagon' provided Howard with a model for
a reformed English system, and the architecture of the prison, designed
to maximize surveillance and minimize the potential for escape, became
a model for the early penitentiaries in England, the United States, and
Canada.18 Page 3 of 11
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