The structured interview portion of the testing posed five questions
to be answered on a 10-point scale. The questions were, how are you feeling
today? How important do you think it is to have friends? Do you have any
problem with sleeping? Do you have any problem with appetite? Do you have
any problem with concentration? The prisoners were also asked questions
on suicide ideation. Prisoners who completed all three sessions were asked
if they ever thought of committing suicide and at each session prisoners
were asked if they had thought of committing suicide within the last week.
The initial testing of the session lasted about two hours and the follow-up
assessments at 30 and 60 days lasted approximately one hour. The shorter
time for the latter was due to the fact that a number of the measures
that were not thought to change over time were administered only once.
In total 83 segregated and 53 non-segregated offenders participated
in the study. However, complete data for all three sessions (covering
60 days) was only available for 23 segregated and 37 non-segregated offenders.
The loss of participants from the segregated group was primarily due to
releases to the general prison population or transitional units or transfers
to other institutions. For non-segregated prisoners, the loss of participants
was mainly due to transfers to other institutions and placement in segregation.
Of the 23 segregated prisoners who completed the study the full 60 days
10 were involuntary and 13 voluntary segregation cases.
Based upon his research Dr. Zinger found that "The hypothesis that the
mental health and psychological functioning of segregated inmates would
deteriorate over a period of 60 days in segregation was not supported
. . . This study is somewhat encouraging because it provides evidence
that segregation for 60 days as currently administered in Canadian penitentiaries
does not negatively affect prisoners’ mental health and psychological
functioning." (at 75-6) Zinger suggested but did not choose between three
interpretations for finding no deterioration:
(a) segregated prisoners generally adapted and coped
well with the conditions of segregation;
(b) the segregated offenders did not perceive the
conditions of their confinement as threatening or stressful and therefore
were not affected by them; or
(c) the environment of the general population of
segregated offenders came from was such that it was viewed more negatively
than that of segregation. (at 75)
In reviewing the individual results on the eight measures administered
Zinger found that "overall both segregated and non-segregated prisoners
reported better mental health and psychological functioning over time."
(at 74) This finding is explained by Zinger with reference to the "practice
effect" phenomenon, where participants lose interest in answering repeatedly to identical
questions and tend to report less problems over time.
The editors of the Canadian Journal of Criminology in publishing the
article based on Dr. Zinger’s research also arranged for the publication
of three commentaries, including one by myself. The first commentary was
written by Dr. Julian Roberts and Dr. Robert Gebotys. In response to Dr.
Zinger’s claim that his study is "the most comprehensive empirical review
of the psychological effects of administrative segregation" they suggest
that "there are in fact more than a few snakes on the loose in this methodological
Garden of Eden." (Julian Roberts and Robert Gebotys, Prisoners
of Isolation: Research on the Effects of Administrative Segregation,
(2001) 43 Canadian Journal of Criminology 85 at 86) A number of Roberts’ and
Gebotys’ criticisms relate to the sample size -- only 23 prisoners remained
in the sample at the end of 60 days -- and the inclusion within the sample
of prisoners who had requested protective custody and segregation -- who
constituted 13 of those 23 prisoners. Another criticism is the lack of
statistical power of the tests utilized by Zinger. A third relates to
the high-rate of attrition within the segregated sample; only 10 of 55
involuntary prisoners remained at the end of the study compared to 13
from the original sample of 32 voluntary cases -- a percentage loss of
80 per cent compared to 60 per cent. Roberts and Gebotys suggest that
this raises
The ominous (to the integrity of the experimental
design) possibility that those who could not cope with isolation found
ways to secure their transfer: the prisoners who remained were the individuals
who could cope with the experience of segregation . . . Unfortunately
for the researchers, the higher drop-out rate is in the direction that
creates an alternate hypothesis to explain the findings: the prisoners
who had problems with the experience of isolation were less likely to
be in the study at the end. (at 92)
A further problem raised by Roberts and Gebotys, and one not dependent
upon statistical analysis, was that almost all prisoners, segregated or
not, had previous experience with segregation. The sample of prisoners
who were segregated reported on average, having been isolated on 12 previous
occasions and Zinger’s analysis showed they had been segregated twice
as often as the non-segregated prisoners. Roberts and Gebotys suggest
that "Testing the effects of segregation on prisoners with a great deal
of experience is akin to testing the effects on rates of seasickness,
of a new design of ship, using sailors with years of experience at sea."
(at 91)
In addition to the problems raised by Roberts and Gebotys Kate O’Brien,
a law student at UBC Law School, in a paper prepared for my Penal Policy
seminar, has also raised some questions relating to the validity of Zinger’s
findings of no negative effects. From reading the full thesis (as compared
to the revised summary published in the Canadian Journal of Criminology)
she discovered that the average elapsed time between a prisoner’s placement
in segregation and the first testing session was 3.6 days. She suggests
there are two problems with this that are not mentioned by Zinger. The
first is that the literature shows that crisis typically occurs within
the first 72 hours of segregation (see Gondreau and Bonta, "Re-Examining
the Cruel and Unusual Punishment of Prison Life" at 361). Thus by the
time most prisoners were assessed by Zinger’s researchers, they had probably
already weathered the most difficult aspect of adjustment. It is possible
that these prisoners started out with the same mental health levels as
seen in the general population, were placed in administrative segregation
and then deteriorated quickly within the first day or two so that by the
time that they were initially tested their mental health and psychological
functioning appeared lower than that of the general population, but nevertheless
stable. This explanation is consistent with Zinger’s results yet in no
way supports the conclusion that administrative segregation has no detrimental
effects on prisoners. Far from a "deep freeze," the favoured description
of segregation for the "no negative effects" researchers and also used
by Zinger, segregation may be more like a microwave, heating things up
very quickly. The second problem with the first assessment session at
3.6 days is that it closely precedes the 5 day segregation review. After
dealing with the initial despair, or, perhaps in the case of voluntary
segregated prisoners, relief of being removed from the general population,
prisoners by this time are probably turning their minds to their review.
Involuntary segregated offenders in particular may be hopeful that they
will be recommended for release and might show fewer negative effects
at this time. There is a similar problem with the 30 and 60 day sessions
as well: they also coincide with mandatory statutory reviews.
The other problem which I had asked Kate O’Brien to investigate was
the anomalous finding by Zinger that all prisoners, both segregated and
non-segregated, reported an improvement in their mental health and psychological
functioning over the course of 60 days on all measures tested. Because
the rate of improvement of both groups was the same Zinger concluded that
the observed improvement was not the result of an actual improvement but
simply an artifact of multiple testing, the phenomenon known as "practice
effects." Textbook explanations of this phenomenon explain that this is
usually associated with the test-re-test method where people take the
same test on two different occasions, usually separated by a few weeks
or months and then their scores are correlated with each other. An improvement
on the second testing occasion because of familiarity with the test is
related to the so-called practice effect. Textbooks often use the example
of an intelligence test because intelligence is expected to remain constant
over a period of time. To measure intelligence the subject is asked a
battery of questions, such as "what is the next number in this sequence:
3, 9, 81, ?," and the faster he or she comes up with the correct answers
the higher his or her score will be. Practice makes perfect, so if speed
or performance of a complicated task is the key to doing well on the test
it stands to reason that the more times you take the test the better you
will perform. Page 2 of 4
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